SEBI extends legal entities KYC data onto CKYCR
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SEBI’s proposal to sign Bilateral MoU between India and Luxembourg approved by Cabinet
SEBI’s proposal to sign Bilateral MoU between India and Luxembourg approved by Cabinet
Introduction of UPI mechanism to Streamline the process of Public issues of Securities under SEBI Regulations
SEBI – Non-compliance provisions & Penalty Chart related to continuous disclosures
Securities and Exchange Board of India (SEBI) vide notification / Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/231 issued and publishes dated 13th November, 2020, has published Non-compliance with provisions related to continuous disclosures” in exercise of the powers conferred under sections 11(1) and 11A(2) of the SEBI Act, 1992 read with Section 9 and 21 of Securities Contracts (Regulation) Act, 1956.
The Circular is issued to :
All Recognized Stock Exchanges
All Depositories
All issuers of listed Non-Convertible Debt Securities and/or Non-Convertible
Redeemable Preference Shares
All Issuers of listed Commercial Papers
Applicability of the Provisions mentioned in this Circular:
shall come into force for compliance period ending on or after December 31, 2020
Provisions of this Circular
Continuous disclosure norms as prescribed by SEBI for issuers of listed Non-Convertible Debt Securities, Non-Convertible Redeemable Preference Shares (NCRPS) and Commercial Papers: