SEBI COMPLIANCES

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SEBI Updates : – Introduction of T+1 rolling settlement on an optional basis by SEBI

Highlights of SEBI Circular – (SEBI Circular No. SEBI/HO/MRD2/DCAP/P/CIR/2021/628Dtd. 07 th September, 2021) 1) Applicability: The provisions of this circular shall come into force w.e.f. 1 st January, 2022. 2)T+1 settlement cycle :- A Stock Exchange may choose to offer T+1 settlement cycle on any of the scrips, after giving an advance notice of at …

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Important amendment made by SEBI

Important changes by SEBI Securities and Exchange Board of India PR No.22/2021 SEBI Board Meeting The SEBI Board met in Mumbai. The Part-Time Members joined the meeting through video conferencing. The Board, inter-alia, took the following decisions: I. Review and Merger of SEBI (Issue and Listing of Debt Securities) Regulations, 2008 and SEBI (Non-Convertible Redeemable …

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SEBI - Non-compliance provisions & Penalty Chart related to continuous disclosures

SEBI – Non-compliance provisions & Penalty Chart related to continuous disclosures

Securities and Exchange Board of India (SEBI) vide notification / Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/231 issued and publishes dated 13th November, 2020, has published Non-compliance with provisions related to continuous disclosures” in exercise of the powers conferred under sections 11(1) and 11A(2) of the SEBI Act, 1992 read with Section 9 and 21 of Securities Contracts (Regulation) Act, 1956.
 The Circular is issued to :
 All Recognized Stock Exchanges
 All Depositories
 All issuers of listed Non-Convertible Debt Securities and/or Non-Convertible
 Redeemable Preference Shares
 All Issuers of listed Commercial Papers

 Applicability of the Provisions mentioned in this Circular:
shall come into force for compliance period ending on or after December 31, 2020

 Provisions of this Circular

Continuous disclosure norms as prescribed by SEBI for issuers of listed Non-Convertible Debt Securities, Non-Convertible Redeemable Preference Shares (NCRPS) and Commercial Papers: